Compliance

In this highly regulated industry, failure to comply with laws and regulations may result in penalties and lost compensation to the participant. You need a financial services firm that is dedicated to ensuring your compliance and helping minimize these inherent risks.

Nolan Financial’s focus is on protecting you, your organization, and your plan participants. Nolan knows compliance—past, current, and what’s coming next—and can help you minimize the risks inherent in the design, funding, implementation, and administration of deferred compensation plans.

Nolan Financial—

• Mitigates the risk in affirming that your organization is complying fully with changing federal and state regulations that govern non-qualified plans.
• Understands and anticipates how these changes will affect your existing as well as new plans and communicates regularly with you about what’s coming next.
• Works with your plan sponsor to help them understand and select the proper plan design and funding alternatives.
• Responds quickly by updating its recordkeeping and administrative systems to conform with new compliance requirements.

You may not have heard of Nolan Financial, but these are just a few of the reasons you should get to know Nolan. Explore our site and then call 1-866-810-6442 or contact us.